-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Eeue+2/YpVeOOXmDbecnwSf5b3shtIAHj4kAEZ8P9tfn7ar1ERGOuECFsDq/Qq0X t3O6MfWtkXLsfjgRqgWiHw== 0001104659-04-003629.txt : 20040212 0001104659-04-003629.hdr.sgml : 20040212 20040211192410 ACCESSION NUMBER: 0001104659-04-003629 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040212 GROUP MEMBERS: ARAGON INVESTMENTS, LTD. GROUP MEMBERS: CITADEL EDISON FUND L.P. GROUP MEMBERS: CITADEL EDISON FUND LTD. GROUP MEMBERS: CITADEL EDISON INVESTMENTS LTD. GROUP MEMBERS: CITADEL EQUITY FUND LTD. GROUP MEMBERS: CITADEL EQUITY OPPORTUNITY FUND L.P. GROUP MEMBERS: CITADEL EQUITY OPPORTUNITY FUND LTD. GROUP MEMBERS: CITADEL EQUITY OPPORTUNITY INVESTMENTS LTD. GROUP MEMBERS: CITADEL INVESTMENT GROUP, L.L.C. GROUP MEMBERS: CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. GROUP MEMBERS: CITADEL WELLINGTON PARTNERS L.P. GROUP MEMBERS: GLB PARTNERS, L.P. GROUP MEMBERS: KENNETH GRIFFIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENTERASYS NETWORKS INC /DE/ CENTRAL INDEX KEY: 0000846909 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 042797263 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40857 FILM NUMBER: 04587968 BUSINESS ADDRESS: STREET 1: 50 MINUTEMAN ROAD CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 978-684-1000 MAIL ADDRESS: STREET 1: 50 MINUTEMAN ROAD CITY: ANDOVER STATE: MA ZIP: 01810 FORMER COMPANY: FORMER CONFORMED NAME: CABLETRON SYSTEMS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITADEL L P CENTRAL INDEX KEY: 0001027745 IRS NUMBER: 364111741 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 225 WEST WASHINGTON 9TH FLOOR STREET 2: 312-696-2121 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126962100 SC 13G/A 1 a04-2130_4sc13ga.htm SC 13G/A

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

SCHEDULE 13G

(Rule 13d-102)

 

Information Statement Pursuant to Rules 13d-1 and 13d-2

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

Enterasys Networks, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

293637104

(CUSIP Number)

 

December 31, 2003

Date of Event Which Requires Filing of the Statement

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o                                    Rule 13d-1(b)
ý                                    Rule 13d-1(c)
o                                    Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1 of 24



 

CUSIP NO. 293637104

13G

Page 2 of 24 Pages

 

 

1.

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Citadel Limited Partnership

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
                                  ý

(b)                                 o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois limited partnership
U.S.A.

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

 

5.

SOLE VOTING POWER
0

 

6.

SHARED VOTING POWER

220,000 shares of Common Stock

 

7.

SOLE DISPOSITIVE POWER
0

 

8.

SHARED DISPOSITIVE POWER
See Row 6 above.

 

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above.

 

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*
                                                                                                                                                                 ;                                                                                                                                                                          &# 160;                                                                                     o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003 (based on 207,278,437 shares of Common Stock issued and outstanding as of November 3, 2003.)

 

 

12.

TYPE OF REPORTING PERSON*

PN; HC

 

Page 2 of 24



 

CUSIP NO. 293637104

13G

Page 3 of 24 Pages

 

 

1.

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

GLB Partners, L.P.

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
                                  ý

(b)                                 o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
U.S.A.

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

 

5.

SOLE VOTING POWER
0

 

6.

SHARED VOTING POWER

220,000 shares of Common Stock

 

7.

SOLE DISPOSITIVE POWER
0

 

8.

SHARED DISPOSITIVE POWER
See Row 6 above.

 

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above.

 

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*
                                                                                                                                                                 ;                                                                                                                                                                          &# 160;                                                                                     o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003 (based on 207,278,437 shares of Common Stock issued and outstanding as of November 3, 2003.)

 

 

12.

TYPE OF REPORTING PERSON*

PN; HC

 

Page 3 of 24



 

CUSIP NO. 293637104

13G

Page 4 of 24 Pages

 

 

1.

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Citadel Investment Group, L.L.C.

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
                                  ý

(b)                                 o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited liability company
U.S.A.

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

 

5.

SOLE VOTING POWER
0

 

6.

SHARED VOTING POWER

220,000 shares of Common Stock

 

7.

SOLE DISPOSITIVE POWER
0

 

8.

SHARED DISPOSITIVE POWER
See Row 6 above.

 

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above.

 

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*
                                                                                                                                                                 ;                                                                                                                                                                          &# 160;                                                                                     o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003 (based on 207,278,437 shares of Common Stock issued and outstanding as of November 3, 2003.)

 

 

12.

TYPE OF REPORTING PERSON*

OO; HC

 

Page 4 of 24



 

CUSIP NO. 293637104

13G

Page 5 of 24 Pages

 

 

1.

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Kenneth Griffin

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
                                  ý

(b)                                 o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
U.S.A.

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

 

5.

SOLE VOTING POWER
0

 

6.

SHARED VOTING POWER

220,000 shares of Common Stock

 

7.

SOLE DISPOSITIVE POWER
0

 

8.

SHARED DISPOSITIVE POWER
See Row 6 above.

 

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above.

 

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*
                                                                                                                                                                 ;                                                                                                                                                                          &# 160;                                                                                     o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003 (based on 207,278,437 shares of Common Stock issued and outstanding as of November 3, 2003.)

 

 

12.

TYPE OF REPORTING PERSON*

IN; HC

 

Page 5 of 24



 

CUSIP NO. 293637104

13G

Page 6 of 24 Pages

 

 

1.

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Citadel Wellington Partners L.P.

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
                                  ý

(b)                                 o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois limited partnership

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

 

5.

SOLE VOTING POWER
0

 

6.

SHARED VOTING POWER

220,000 shares of Common Stock

 

7.

SOLE DISPOSITIVE POWER
0

 

8.

SHARED DISPOSITIVE POWER
See Row 6 above.

 

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above.

 

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*
                                                                                                                                                                 ;                                                                                                                                                                          &# 160;                                                                                     o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003 (based on 207,278,437 shares of Common Stock issued and outstanding as of November 3, 2003.)

 

 

12.

TYPE OF REPORTING PERSON*

PN; HC

 

Page 6 of 24



 

CUSIP NO. 293637104

13G

Page 7 of 24 Pages

 

 

1.

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Citadel Kensington Global Strategies Fund Ltd.

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
                                  ý

(b)                                 o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
Bermuda company

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

 

5.

SOLE VOTING POWER
0

 

6.

SHARED VOTING POWER

220,000 shares of Common Stock

 

7.

SOLE DISPOSITIVE POWER
0

 

8.

SHARED DISPOSITIVE POWER
See Row 6 above.

 

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above.

 

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*
                                                                                                                                                                 ;                                                                                                                                                                          &# 160;                                                                                     o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003 (based on 207,278,437 shares of Common Stock issued and outstanding as of November 3, 2003.)

 

 

12.

TYPE OF REPORTING PERSON*

CO; HC

 

Page 7 of 24



 

CUSIP NO. 293637104

13G

Page 8 of 24 Pages

 

 

1.

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Citadel Equity Fund Ltd.

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
                                  ý

(b)                                 o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands company

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

 

5.

SOLE VOTING POWER
0

 

6.

SHARED VOTING POWER

220,000 shares of Common Stock

 

7.

SOLE DISPOSITIVE POWER
0

 

8.

SHARED DISPOSITIVE POWER
See Row 6 above.

 

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above.

 

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*
                                                                                                                                                                 ;                                                                                                                                                                          &# 160;                                                                                     o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003 (based on 207,278,437 shares of Common Stock issued and outstanding as of November 3, 2003.)

 

 

12.

TYPE OF REPORTING PERSON*

CO; HC

 

Page 8 of 24



 

CUSIP NO. 293637104

13G

Page 9 of 24 Pages

 

 

1.

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Aragon Investments, Ltd.

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
                                  ý

(b)                                 o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
Bermuda company

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

 

5.

SOLE VOTING POWER
0

 

6.

SHARED VOTING POWER

220,000 shares of Common Stock

 

7.

SOLE DISPOSITIVE POWER
0

 

8.

SHARED DISPOSITIVE POWER
See Row 6 above.

 

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above.

 

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*
                                                                                                                                                                 ;                                                                                                                                                                          &# 160;                                                                                     o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003 (based on 207,278,437 shares of Common Stock issued and outstanding as of November 3, 2003.)

 

 

12.

TYPE OF REPORTING PERSON*

CO

 

Page 9 of 24



 

CUSIP NO. 293637104

13G

Page 10 of 24 Pages

 

 

1.

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Citadel Edison Fund L.P.

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
                                  ý

(b)                                 o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

 

5.

SOLE VOTING POWER
0

 

6.

SHARED VOTING POWER

0

 

7.

SOLE DISPOSITIVE POWER
0

 

8.

SHARED DISPOSITIVE POWER
0

 

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0

 

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*
                                                                                                                                                                 ;                                                                                                                                                                          &# 160;                                                                                     o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.0%

 

 

12.

TYPE OF REPORTING PERSON*

PN; HC

 

Page 10 of 24



 

CUSIP NO. 293637104

13G

Page 11 of 24 Pages

 

 

1.

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Citadel Equity Opportunity Fund L.P.

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
                                  ý

(b)                                 o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

 

5.

SOLE VOTING POWER
0

 

6.

SHARED VOTING POWER

0

 

7.

SOLE DISPOSITIVE POWER
0

 

8.

SHARED DISPOSITIVE POWER
0

 

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0

 

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*
                                                                                                                                                                 ;                                                                                                                                                                          &# 160;                                                                                     o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.0%

 

 

12.

TYPE OF REPORTING PERSON*

PN; HC

 

Page 11 of 24



 

CUSIP NO. 293637104

13G

Page 12 of 24 Pages

 

 

1.

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Citadel Edison Fund Ltd.

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
                                  ý

(b)                                 o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands company

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

 

5.

SOLE VOTING POWER
0

 

6.

SHARED VOTING POWER

0

 

7.

SOLE DISPOSITIVE POWER
0

 

8.

SHARED DISPOSITIVE POWER
0

 

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0

 

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*
                                                                                                                                                                 ;                                                                                                                                                                          &# 160;                                                                                     o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.0%

 

 

12.

TYPE OF REPORTING PERSON*

CO; HC

 

Page 12 of 24



 

CUSIP NO. 293637104

13G

Page 13 of 24 Pages

 

 

1.

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Citadel Equity Opportunity Fund Ltd.

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
                                  ý

(b)                                 o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands company

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

 

5.

SOLE VOTING POWER
0

 

6.

SHARED VOTING POWER

0

 

7.

SOLE DISPOSITIVE POWER
0

 

8.

SHARED DISPOSITIVE POWER
0

 

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0

 

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*
                                                                                                                                                                 ;                                                                                                                                                                          &# 160;                                                                                     o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.0%

 

 

12.

TYPE OF REPORTING PERSON*

CO; HC

 

Page 13 of 24



 

CUSIP NO. 293637104

13G

Page 14 of 24 Pages

 

 

1.

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Citadel Edison Investments Ltd.

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
                                  ý

(b)                                 o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands company

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

 

5.

SOLE VOTING POWER
0

 

6.

SHARED VOTING POWER

0

 

7.

SOLE DISPOSITIVE POWER
0

 

8.

SHARED DISPOSITIVE POWER
0

 

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0

 

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*
                                                                                                                                                                 ;                                                                                                                                                                          &# 160;                                                                                     o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.0%

 

 

12.

TYPE OF REPORTING PERSON*

CO

 

Page 14 of 24



 

CUSIP NO. 293637104

13G

Page 15 of 24 Pages

 

 

1.

NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Citadel Equity Opportunity Investments Ltd.

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
                                  ý

(b)                                 o

 

 

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands company

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

 

5.

SOLE VOTING POWER
0

 

6.

SHARED VOTING POWER

0

 

7.

SOLE DISPOSITIVE POWER
0

 

8.

SHARED DISPOSITIVE POWER
0

 

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0

 

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*
                                                                                                                                                                 ;                                                                                                                                                                          &# 160;                                                                                     o

 

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.0%

 

 

12.

TYPE OF REPORTING PERSON*

CO

 

Page 15 of 24



 

CUSIP NO. 293637104

13G

Page 16 of 24 Pages

 

Item 1(a)

 

Name of Issuer:

ENTERASYS NETWORKS, INC.

 

 

 

        1(b)

 

Address of Issuer’s Principal Executive Offices:

 

 

 

 

 

 

 

50 Minuteman Road
Andover, MA 01810

 

 

 

 

Item 2(a)

 

Name of Person Filing

Item 2(b)

 

Address of Principal Business Office

Item 2(c)

 

Citizenship

 

Citadel Limited Partnership
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
Illinois limited partnership

GLB Partners, L.P.
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
Delaware limited partnership

Citadel Investment Group, L.L.C.
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
Delaware limited liability company

Kenneth Griffin
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
U.S. Citizen

Citadel Wellington Partners L.P.
c/o Citadel Investment Group, L.L.C.
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
Illinois limited partnership

Page 16 of 24



 

CUSIP NO. 293637104

13G

Page 17 of 24 Pages

 

Citadel Kensington Global Strategies Fund Ltd.
c/o Citadel Investment Group, L.L.C.
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
Bermuda company

Citadel Equity Fund Ltd.
c/o Citadel Investment Group, L.L.C.
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
Cayman Islands company

Aragon Investments, Ltd.
c/o Citadel Investment Group, L.L.C.
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
Bermuda company

Citadel Edison Fund L.P.
c/o Citadel Investment Group, L.L.C.
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
Delaware limited partnership

Citadel Equity Opportunity Fund L.P.
c/o Citadel Investment Group, L.L.C.
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
Delaware limited partnership

Citadel Edison Fund Ltd.
c/o Citadel Investment Group, L.L.C.
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
Cayman Islands company

Citadel Equity Opportunity Fund Ltd.
c/o Citadel Investment Group, L.L.C.
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
Cayman Islands company

 

Page 17 of 24



 

CUSIP NO. 293637104

13G

Page 18 of 24 Pages

 

Citadel Edison Investments Ltd.
c/o Citadel Investment Group, L.L.C.
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
Cayman Islands company

Citadel Equity Opportunity Investments Ltd.
c/o Citadel Investment Group, L.L.C.
131 S. Dearborn Street, 32nd Floor
Chicago, Illinois 60603
Cayman Islands company

2(d)                                              Title of Class of Securities:

 

Common Stock, par value $0.01 per share

 

2(e)                                               CUSIP Number:             293637104

 

Item 3                                                                If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

(a)

 

o

 

Broker or dealer registered under Section 15 of the Exchange Act;

 

 

 

 

 

(b)

 

o

 

Bank as defined in Section 3(a)(6) of the Exchange Act;

 

 

 

 

 

(c)

 

o

 

Insurance company as defined in Section 3(a)(19) of the Exchange Act;

 

 

 

 

 

(d)

 

o

 

Investment company registered under Section 8 of the Investment Company Act;

 

 

 

 

 

(e)

 

o

 

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

 

 

 

 

(f)

 

o

 

An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

 

 

 

 

(g)

 

o

 

A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

 

 

 

 

 

(h)

 

o

 

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

 

 

 

 

 

(i)

 

o

 

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

 

 

 

 

 

(j)

 

o

 

Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

Page 18 of 24



 

CUSIP NO. 293637104

13G

Page 19 of 24 Pages

 

If this statement is filed pursuant to Rule 13d-1(c), check this box.  ý

 

Item 4                                                                Ownership:

 

CITADEL LIMITED PARTNERSHIP

GLB PARTNERS, L.P.

CITADEL INVESTMENT GROUP, L.L.C.

KENNETH GRIFFIN

CITADEL WELLINGTON PARTNERS L.P.

CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD.

CITADEL EQUITY FUND LTD.

ARAGON INVESTMENTS, LTD.

 

(a)                                                Amount beneficially owned:

 

220,000 shares of Common Stock

 

(b)                                               Percent of Class:

 

Approximately 0.1% as of December 31, 2003 (based on 207,278,437 shares of Common Stock issued and outstanding as of November 3, 2003).

 

(c)                                                Number of shares as to which such person has:

 

(i)                                     sole power to vote or to direct the vote:

0

 

(ii)                                  shared power to vote or to direct the vote:

 

See item (a) above.

 

(iii)                               sole power to dispose or to direct the disposition of:

 

0

 

(iv)                              shared power to dispose or to direct the disposition of:

 

See item (a) above.

 

CITADEL EDISON FUND L.P.

CITADEL EQUITY OPPORTUNITY FUND L.P.

CITADEL EDISON FUND LTD.

CITADEL EQUITY OPPORTUNITY FUND LTD.

CITADEL EDISON INVESTMENTS LTD.

CITADEL EQUITY OPPORTUNITY INVESTMENTS LTD.

 

Page 19 of 24



 

CUSIP NO. 293637104

13G

Page 20 of 24 Pages

 

(a)                                                Amount beneficially owned:

 

0

 

(b)                                               Percent of Class:

 

0.0%

 

(c)                                                Number of shares as to which such person has:

 

(i)                                     sole power to vote or to direct the vote:

 

0

 

(ii)                                  shared power to vote or to direct the vote:

 

0

 

(iii)                               sole power to dispose or to direct the disposition of:

 

0

 

(iv)                              shared power to dispose or to direct the disposition of:

 

0

 

Item 5                                                                Ownership of Five Percent or Less of a Class:

 

If this Statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following               [X].

 

Item 6                                                                Ownership of More than Five Percent on Behalf of Another Person:

Not Applicable.

 

Item 7                                                                Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:

See Item 2 above.

 

Item 8                                                                Identification and Classification of Members of the Group:

Not Applicable.

 

Item 9                                                                Notice of Dissolution of Group:

Not Applicable.

 

Page 20 of 24



 

CUSIP NO. 293637104

13G

Page 21 of 24 Pages

 

Item 10                                                          Certification:

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


* Adam C. Cooper is signing on behalf of Kenneth Griffin as attorney-in-fact pursuant to a power of attorney previously filed with the Securities and Exchange Commission on November 19, 2002, and hereby incorporated by reference herein.  The power of attorney was filed as an attachment to a filing by Citadel Limited Partnership on Form 3 for Metals USA, Inc.

 

Page 21 of 24



 

CUSIP NO. 293637104

13G

Page 22 of 24 Pages

 

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

Dated this 11th day of February, 2004

KENNETH GRIFFIN

 

 

 

By:

 /s/ Adam C. Cooper

 

 

 

Adam C. Cooper, attorney-in-fact*

 

 

CITADEL LIMITED PARTNERSHIP

CITADEL INVESTMENT GROUP, L.L.C.

 

 

By:

GLB Partners, L.P.,

By:

/s/ Adam C. Cooper

 

 

its General Partner

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

 

 

By:

Citadel Investment Group, L.L.C.,

 

 

 

its General Partner

CITADEL EDISON FUND L.P.

 

 

 

By:

/s/ Adam C. Cooper

 

By:

Citadel Limited Partnership,

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

its General Partner

 

 

 

 

GLB PARTNERS, L.P.

By:

GLB Partners, L.P.,

 

 

 

its General Partner

 

 

 

 

By:

Citadel Investment Group, L.L.C.,

By:

Citadel Investment Group, L.L.C.,

 

its General Partner

 

its General Partner

 

 

 

 

By:

/s/ Adam C. Cooper

 

By:

/s/ Adam C. Cooper

 

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

 

 

CITADEL EQUITY OPPORTUNITY FUND L.P.

CITADEL EDISON FUND LTD.

 

 

 

 

By:

Citadel Limited Partnership,

By:

Citadel Limited Partnership,

 

its General Partner

 

its Portfolio Manager

 

 

 

 

By:

GLB Partners, L.P.,

By:

GLB Partners, L.P.,

 

its General Partner

 

its General Partner

 

 

 

 

By:

Citadel Investment Group, L.L.C.,

By:

Citadel Investment Group, L.L.C.,

 

its General Partner

 

its General Partner

 

 

 

 

By:

/s/ Adam C. Cooper

 

By:

/s/ Adam C. Cooper

 

 

Adam C. Cooper, Senior Managing

Director and General Counsel

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

Page 22 of 24



 

CUSIP NO. 293637104

13G

Page 23 of 24 Pages

 

CITADEL EQUITY OPPORTUNITY
INVESTMENTS LTD.

 

CITADEL EQUITY OPPORTUNITY
FUND LTD.

 

 

 

 

 

By:

Citadel Limited Partnership,
its Portfolio Manager

 

By:

Citadel Limited Partnership,
its Portfolio Manager

 

 

 

 

 

By:

GLB Partners, L.P.,
its General Partner

 

By:

GLB Partners, L.P.,
its General Partner

 

 

 

 

 

By:

Citadel Investment Group, L.L.C.,
its General Partner

 

By:

Citadel Investment Group, L.L.C.,
its General Partner

 

 

 

 

 

By:

/s/ Adam C. Cooper

 

By:

/s/ Adam C. Cooper

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

 

 

 

CITADEL EDISON INVESTMENTS LTD.

 

CITADEL WELLINGTON PARTNERS L.P.

 

 

 

 

 

By:

Citadel Limited Partnership,
its Portfolio Manager

 

By:

Citadel Limited Partnership,
its General Partner

 

 

 

 

 

By:

GLB Partners, L.P.,
its General Partner

 

By:

GLB Partners, L.P.,
its General Partner

 

 

 

 

 

By:

Citadel Investment Group, L.L.C.,
its General Partner

 

By:

Citadel Investment Group, L.L.C.,
its General Partner

 

 

 

 

 

By:

/s/ Adam C. Cooper

 

By:

/s/ Adam C. Cooper

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

 

 

 

CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD.

 

CITADEL EQUITY FUND LTD.

 

 

 

 

 

By:

Citadel Limited Partnership,
its Portfolio Manager

 

By:

Citadel Limited Partnership,
its Portfolio Manager

 

 

 

 

 

By:

GLB Partners, L.P.,
its General Partner

 

By:

GLB Partners, L.P.,
its General Partner

 

 

 

 

 

By:

Citadel Investment Group, L.L.C.,
its General Partner

 

By:

Citadel Investment Group, L.L.C.,
its General Partner

 

 

 

 

 

By:

/s/ Adam C. Cooper

 

By:

/s/ Adam C. Cooper

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

Page 23 of 24



 

CUSIP NO. 293637104

13G

Page 24 of 24 Pages

 

ARAGON INVESTMENTS, LTD.

 

 

 

 

 

 

 

 

By:

Citadel Limited Partnership,
its Portfolio Manager

 

 

 

 

 

 

 

 

By:

GLB Partners, L.P.,
its General Partner

 

 

 

 

 

 

 

 

By:

Citadel Investment Group, L.L.C.,
its General Partner

 

 

 

 

 

 

 

 

By:

/s/ Adam C. Cooper

 

 

 

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

 

 

Page 24 of 24


-----END PRIVACY-ENHANCED MESSAGE-----